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| Case Name | Citation(s) | Court | Jurisdiction | Date | Full Text | Citation Index † | |
| Painewebber Incorporated v S Elahi |
87 F3d 589; |
United States Court of Appeals, First Circuit | United States | 3 Jul 1996 | WorldLII |
|
 19 |
| Incorporated v H Hofmann |
984 F2d 1372; |
United States Court of Appeals, Third Circuit | United States | 3 Feb 1993 | WorldLII |
|
18 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc v Cohen | 62 F3d 381 | United States Court of Appeals, Eleventh Circuit | United States | 30 Aug 1995 | WorldLII |
|
14 |
| Merrill Lynch Pierce Fenner Smith Inc v H Lauer a |
49 F3d 323; |
United States Court of Appeals, Seventh Circuit | United States | 4 Apr 1995 | WorldLII |
|
12 |
| Humphrey v Prudential Securities Incorporated |
4 F3d 313; |
United States Court of Appeals, Fourth Circuit | United States | 3 Sep 1993 | WorldLII |
|
12 |
| Miller v W Flume | 139 F3d 1130 | United States Court of Appeals, Seventh Circuit | United States | 24 Mar 1998 | WorldLII |
|
9 |
| Smith Barney Shearson Inc v Boone 1/7/80 Smith Barney Shearson Inc |
47 F3d 750; |
United States Court of Appeals, Fifth Circuit | United States | 20 Mar 1995 | WorldLII |
|
9 |
| Fsc Securities Corporation |
14 F3d 1310; |
United States Court of Appeals, Eighth Circuit | United States | 28 Jan 1994 | WorldLII |
|
9 |
| Cogswell v Merrill Lynch Pierce Fenner & Smith Inc |
78 F3d 474; |
United States Court of Appeals, Tenth Circuit | United States | 23 Feb 1996 | WorldLII |
|
8 |
| Salomon Smith Barney, Inc v Harvey | 260 F3d 1302 | United States Court of Appeals, Eleventh Circuit | United States | 9 Aug 2001 | WorldLII |
|
5 |
| Geneva Securities Inc v W Johnson J | 138 F3d 688 | United States Court of Appeals, Seventh Circuit | United States | 11 Mar 1998 | WorldLII |
|
4 |
| DEAN WITTER REYNOLDS, INC , a Delaware Corporation, Plaintiff-Appellant, v KAREN HOWSAM, individually, and as Trustee for the E Richard Howsam, Jr , Irrevocable Life Insurance Trust dated May 14, 1982, Defendant-Appellee | 261 F3d 956 | United States Court of Appeals, Tenth Circuit | United States | 9 Aug 2001 | WorldLII |
|
3 |
| Ohio Co v D J Nemecek | 98 F3d 234 | United States Court of Appeals, Sixth Circuit | United States | 16 Oct 1996 | WorldLII |
|
3 |
| Sewell v Merrill Lynch Pierce Fenner & Smith Inc a | 94 F3d 1514 | United States Court of Appeals, Eleventh Circuit | United States | 13 Sep 1996 | WorldLII |
|
3 |
| JE Liss & Co and Dennis Waisman, Plaintiffs-Appellees, v Harold A Levin, Defendant-Appellant | 201 F3d 848 | United States Court of Appeals, Seventh Circuit | United States | 10 Jan 2000 | WorldLII |
|
2 |
| Smith Barney Inc v J Schell J | 53 F3d 807 | United States Court of Appeals, Seventh Circuit | United States | 27 Apr 1995 | WorldLII |
|
2 |
| Dean Witter Reynolds Inc v Mc McCoy | [1995] USCA6 1787 | United States Court of Appeals, Sixth Circuit | United States | 27 Nov 1995 | WorldLII |
|
|
| Securities Service Network Inc v E Cromwell L | [1995] USCA6 1172 | United States Court of Appeals, Sixth Circuit | United States | 1 Aug 1995 | WorldLII |
|
|
| Hartley v Stamford Towers Ltd Partnership Sullivan M | [1994] USCA9 2753 | United States Court of Appeals, Ninth Circuit | United States | 26 Aug 1994 | WorldLII |
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