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Re Felden and Australian Securities & Investments Commission   flag  13

[2003] AATA 301; 45 ACSR 111; 73 ALD 149
Administrative Appeals Tribunal
Australia
1st April, 2003

Cases Referring to this Case

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
S & A Chalhoub Nominees Pty Ltd and Australian Securities and Investments Commission [2019] AATA 80 Administrative Appeals Tribunal Australia 4 Feb 2019 AustLII flag
Superannuation Warehouse Australia Pty Ltd and Australian Securities and Investments Commission [2019] AATA 88 Administrative Appeals Tribunal Australia 31 Jan 2019 AustLII flag 4
Ater and Minister for Home Affairs [2018] AATA 4677 Administrative Appeals Tribunal Australia 21 Dec 2018 AustLII flag 6
Davidof and Australian Securities and Investments Commission [2017] AATA 2594 Administrative Appeals Tribunal Australia 7 Dec 2017 AustLII flag 3
McLean and Australian Securities and Investments Commission [2017] AATA 2566 Administrative Appeals Tribunal Australia 7 Dec 2017 AustLII flag 2
Batros and Australian Securities and Investments Commission [2017] AATA 399 Administrative Appeals Tribunal Australia 28 Mar 2017 AustLII flag
Chapple and Australian Securities and Investments Commission [2016] AATA 1032 Administrative Appeals Tribunal Australia 16 Dec 2016 AustLII flag 1
Parker and Australian Securities and Investments Commission [2016] AATA 983 Administrative Appeals Tribunal Australia 1 Dec 2016 AustLII flag
Clemente Group Holdings Pty Ltd and Australian Securities and Investments Commission [2016] AATA 758 Administrative Appeals Tribunal Australia 29 Sep 2016 AustLII flag 5
Chong and Australian Securities and Investments Commission [2016] AATA 338 Administrative Appeals Tribunal Australia 26 May 2016 AustLII flag
YFFM and Australian Securities and Investment Commission [2010] AATA 340 Administrative Appeals Tribunal Australia 7 May 2010 AustLII flag 4
Re Hres and Australian Securities and Investments Commission [2008] AATA 707; (2008) 105 ALD 124 Administrative Appeals Tribunal Australia 12 Aug 2008 AustLII flag 19

Law Journal Articles Referring to this Case

Journal Article Title Citation(s) Author Jurisdiction Date †  Full Text Citation Index
"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem" (2009) 33 Melbourne University Law Review 802 Vicky Comino Australia circa 2009 AustLII flag 8

Legislation Cited

Legislation Name Provision
Administrative Appeals Tribunal Act 1975 (Cth) s37, s43
Bankruptcy Act 1966 (Cth) s143
Corporations Act 2001 (Cth) s9, s92, s920A, s920D, s1317B, s1399
Corporations Regulations 2001 (Cth) s10.2.92, s94, s829, s830, s831, s832, s833, s837, s851, s955, s995
Financial Services Reform Act 2001 (Cth)
Securities Industry Act (Cth)
Trade Practices Act 1974 (Cth) s52

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Jungstedt v ASIC [2003] AATA 159; 73 ALD 105 Administrative Appeals Tribunal Australia 14 Feb 2003 AustLII flag 5
Campbell and Australian Securities and Investments Commission [2001] AATA 205 Administrative Appeals Tribunal Australia 16 Mar 2001 AustLII flag 2
Heydon v NRMA Ltd [2000] NSWCA 374; 19 ACLC 1; 36 ACSR 462; [2001] Aust Torts Reports 81-588; (2000) 51 NSWLR 1 Supreme Court of New South Wales - Court of Appeal Australia - New South Wales 21 Dec 2000 AustLII flag 104
Hadid v Lenfest Communications Inc [1999] FCA 1798 Federal Court of Australia Australia - Commonwealth 24 Dec 1999 AustLII flag 9
Rogers v Kabriel [1999] NSWSC 368 Supreme Court of New South Wales Australia - New South Wales 23 Apr 1999 AustLII flag 5
Wilkinson v Feldworth Financial Services Pty Ltd [1998] NSWSC 775 Supreme Court of New South Wales Australia - New South Wales 30 Nov 1998 AustLII flag 1
Farley v Australian Securities Commission [1998] AATA 495; (1998) 16 ACLC 1502 Administrative Appeals Tribunal Australia 2 Jul 1998 AustLII flag 8
Kippe v Australian Securities Commission [1997] AATA 580; (1997) 16 ACLC 190 Administrative Appeals Tribunal Australia 19 Dec 1997 AustLII flag 10
Australian Securities Commission v Kippe [1996] FCA 517; (1996) 67 FCR 499; 137 ALR 423; (1996) 20 ACSR 679; (1996) 14 ACLC 1226 Federal Court of Australia Australia - Commonwealth 28 Jun 1996 AustLII flag 64
Winterton Constructions Pty Ltd v Hambros Australia Ltd [1992] FCA 582; (1992) 39 FCR 97; (1992) 111 ALR 649; [1993] ATPR 41-205 Federal Court of Australia Australia - Commonwealth 30 Nov 1992 AustLII flag 139
Johnston v Edwards (1991) 5 NZCLC 67,535 New Zealand circa 1991 flag 5
SWF Hoists & Industrial Equipment Pty Ltd v State Government Insurance Commission [1990] ATPR 41-045; [1990] ASC 55-996; (1990) 6 ANZ Insurance Cases 61-002 Australia circa 1990 IntelliConnect flag 27
R J Elrington Nominees Pty Ltd v Corporate Affairs Commission (SA) [1989] SASC 1941; (1989) 1 ACSR 93 Supreme Court of South Australia Australia - South Australia 22 Nov 1989 AustLII flag 21
Gardam v George Wills & Co Ltd [1988] FCA 289; 30 FLR 165; (1988) 82 ALR 415; 12 IPR 194; [1988] ASC 58; [1988] ATPR 40-884 Federal Court of Australia Australia - Commonwealth 15 Aug 1988 AustLII flag 88
Story v National Companies and Securities Commission (1988) 6 ACLC 560; 13 ACLR 225; (1988) 13 NSWLR 661 Australia - New South Wales circa 1988 IntelliConnect flag 68
Nicholas v CCA (1987) 5 ACLC 258; (1986) 10 ACLR 792 Australia circa 1987 IntelliConnect flag 20
James v ANZ Banking Group Ltd [1986] FCA 41; (1986) 64 ALR 347; 6 IPR 540 Federal Court of Australia Australia - Commonwealth 26 Feb 1986 AustLII flag 212
Global Sportsman Pty Ltd v Mirror Newspapers Ltd (1984) 2 FCR 82 Federal Court of Australia Australia circa 1984 Legal Online / Westlaw flag 492
Parkdale Custom Built Furniture Pty Ltd v Puxu Pty Ltd [1982] HCA 44; (1982) 149 CLR 191; (1982) 42 ALR 1; (1982) 56 ALJR 715; [1982] ATPR 40-307; 1A IPR 684; 1 TPR 282 High Court of Australia Australia - Commonwealth 11 Aug 1982 AustLII flag 1526
Taco Co of Australia Inc v Taco Bell Pty Ltd [1982] FCA 136; (1982) 42 ALR 177; (1982) 2 TPR 48; [1982] ATPR 40-303 Federal Court of Australia Australia - Commonwealth 22 Jul 1982 AustLII flag 784
Re Drake and Minister for Immigration and Ethnic Affairs (No 2) 11 FLR 203; (1979) 2 ALD 634 Australia circa 1979 Legal Online / Westlaw flag 7886
Hornsby Building Information Centre Pty Ltd v Sydney Building Information Centre Ltd [1978] HCA 11; (1978) 140 CLR 216; (1978) 18 ALR 639; [1978] ATPR 40-067; (1978) 52 ALJR 392; (1978) 3 TPC 244; [1978] ASC 55-010; (1978) 1B IPR 818; 18 A Crim R 639 High Court of Australia Australia - Commonwealth 19 Apr 1978 AustLII flag 702
Weitmann v Katies Ltd (1977) 29 FLR 336; [1977] ATPR 40-041; 2 TPC 329 Australia circa 1977 Legal Online / Westlaw flag 107
Bateman v Slatyer 71 ALR 553; 8 IPR 33; [1987] ASC 57 Australia circa 1978 LexisNexis AU flag 87
Nisic v Corporate Affairs Commission 8 ACLC 514 Australia circa 1978 IntelliConnect flag 8
3 Exch R1 3 Exch R1 Court of Exchequer United Kingdom circa 1978 flag 6

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