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Howard v Securities and Exchange Commission   flag  6

376 F3d 1136
United States Court of Appeals, District of Columbia Circuit
United States
30th July, 2004

Cases Referring to this Case

Case Name Citation(s) Court Jurisdiction †  Date Full Text Citation Index
Securities and Exchange Commission v Washington Investment Network and Robert Radano 475 F3d 392 United States Court of Appeals, District of Columbia Circuit United States 6 Feb 2007 WorldLII flag
United States v A Alston-Graves 435 F3d 331 United States Court of Appeals, District of Columbia Circuit United States 27 Jan 2006 WorldLII flag 8
Rockies Fund Inc v Securities and Exchange Commission 428 F3d 1088 United States Court of Appeals, District of Columbia Circuit United States 15 Nov 2005 WorldLII flag 1
McCurdy v Securities and Exchange Commission 396 F3d 1258 United States Court of Appeals, District of Columbia Circuit United States 8 Feb 2005 WorldLII flag
Monetta Financial Services Inc v Securities and Exchange Commission 390 F3d 952 United States Court of Appeals, Seventh Circuit United States 30 Nov 2004 WorldLII flag 1

Law Journal Articles Referring to this Case

Journal Article Title Citation(s) Author Jurisdiction †  Date Full Text Citation Index
Contractual Waiver of Corporate Attorney-Client Privilege (2006) 116 Yale Law Journal 412 Kressel, Mark A United States 1 Jan 2006 WorldLII flag

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction †  Date Full Text Citation Index
Marrie v Securities and Exchange Commission 374 F3d 1196 United States Court of Appeals, District of Columbia Circuit United States 16 Jul 2004 WorldLII flag 3
Ottmann v Hanger Orthopedic Group Incorporated 353 F3d 338 United States Court of Appeals, Fourth Circuit United States 22 Dec 2003 WorldLII flag 7
K-Tel International Inc Securities Litigation v Rg N 300 F3d 881 United States Court of Appeals, Eighth Circuit United States 2 Oct 2002 WorldLII flag 20
Kpmg Llp v Securities and Exchange Commission 289 F3d 109 United States Court of Appeals, District of Columbia Circuit United States 16 Jul 2002 WorldLII flag 5
Nathenson v Zonagen Inc 267 F3d 400; 53 Idaho 54 United States Court of Appeals, Fifth Circuit United States 15 Oct 2001 WorldLII flag 67
Sharon M Graham and Stephen C Voss, Petitioners v Securities and Exchange Commission, Respondent 222 F3d 994 United States Court of Appeals, District of Columbia Circuit United States 18 Aug 2000 WorldLII flag 7
Jacob Wonsover, Petitioner v Securities and Exchange Commission, Respondent 205 F3d 408 United States Court of Appeals, District of Columbia Circuit United States 14 Mar 2000 WorldLII flag 8
United States Securities and Exchange Commission v H Fehn 97 F3d 1276; 65 USLW 2251 United States Court of Appeals, Ninth Circuit United States 9 Oct 1996 WorldLII flag 12
Securities and Exchange Commission v A Bilzerian 29 F3d 689; 308 USApp DC 43; 63 USLW 2080 United States Court of Appeals, District of Columbia Circuit United States 22 Jul 1994 WorldLII flag 22
Central Bank of Denver, NA v First Interstate Bank of Denver, NA 511 US 164; 128 L Ed 2d 119; 114 SCt 1439 United States Supreme Court United States 19 Apr 1994 WorldLII flag 155
Kowal v McI Communications Corporation 16 F3d 1271; 305 USApp DC 60; 62 USLW 2624 United States Court of Appeals, District of Columbia Circuit United States 1 Mar 1994 WorldLII flag 46
SEC v Steadman 967 F2d 636; 296 USApp DC 269 United States Court of Appeals, District of Columbia Circuit United States 26 Jun 1992 WorldLII flag 17
Camp v Dema 948 F2d 455 United States Court of Appeals, Eighth Circuit United States 1 Nov 1991 WorldLII flag 9
Svalberg v Securities and Exchange Commission C Lippitt 876 F2d 181; 277 USApp DC 422 United States Court of Appeals, District of Columbia Circuit United States 26 May 1989 WorldLII flag 7
CE Carlson, Inc v SEC 859 F2d 1429 United States Court of Appeals, Tenth Circuit United States 7 Nov 1988 WorldLII flag 18
Barker v Henderson, Franklin, Starnes & Holt 797 F2d 490 United States Court of Appeals, Seventh Circuit United States 30 Jul 1986 WorldLII flag 45
Woods v Barnett Bank of Fort Lauderdale 765 F2d 1004 United States Court of Appeals, Eleventh Circuit United States 15 Jul 1985 WorldLII flag 27
Bloor v Carro, Spanbock, Londin, Rodman & Fass 754 F2d 57 United States Court of Appeals, Second Circuit United States 21 Jan 1985 WorldLII flag 28
Dirks v SEC 463 US 646; 77 L Ed 2d 911; 103 SCt 3255 United States Supreme Court United States 1 Jul 1983 WorldLII flag 77
Halberstam v Welch 705 F2d 472; 227 USApp DC 167 United States Court of Appeals, District of Columbia Circuit United States 12 Apr 1983 WorldLII flag 36
Dirks v Securities and Exchange Commission 681 F2d 824; 220 USApp DC 309 United States Court of Appeals, District of Columbia Circuit United States 18 May 1982 WorldLII flag 12
Securities and Exchange Commission v Savoy Industries Inc S Zimmerman 665 F2d 1310; 215 USApp DC 7 United States Court of Appeals, District of Columbia Circuit United States 28 Sep 1981 WorldLII flag 10
Investors Research Corporation Stowers v Securities and Exchange Commission H Driehaus 628 F2d 168; 202 USApp DC 168; 62 ALRFed 559 United States Court of Appeals, District of Columbia Circuit United States 20 Oct 1980 WorldLII flag 15
Securities and Exchange Commission v Falstaff Brewing Corporation 629 F2d 62; 203 USApp DC 28 United States Court of Appeals, District of Columbia Circuit United States 29 May 1980 WorldLII flag 7
Sundstrand Corporation v Sun Chemical Corporation 553 F2d 1033 United States Court of Appeals, Seventh Circuit United States 18 Apr 1977 WorldLII flag 85
Ernst & Ernst v Hochfelder 425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375 United States Supreme Court United States 19 May 1976 WorldLII flag 627
SEC v Spectrum, Ltd 489 F2d 535 United States Court of Appeals, Second Circuit United States 4 Dec 1973 WorldLII flag 20
Levine v Securities and Exchange Commission 436 F2d 88 United States Court of Appeals, Second Circuit United States 14 Dec 1970 WorldLII flag 3
Bisno v United States 299 F2d 711 United States Court of Appeals, Ninth Circuit United States 21 Nov 1961 WorldLII flag 57
SEC v Chenery Corporation 332 US 194; 91 L Ed 2d 1995; 91 L Ed 1995; 67 SCt 1575 United States Supreme Court United States 23 Jun 1947 WorldLII flag 897
In re Carlson 46 SEC 1125 United States circa 1980 flag 2
Cinerama, Inc v Technicolor, Inc 663 A2d 1134 United States circa 1980 flag 2
Buffalo Forge Co v Ogden Corporation 555 FSupp 892 United States circa 1980 Westlaw flag 3
Platsis v EF Hutton & Co , Inc 946 F2d 38 United States circa 1980 Westlaw flag 4
SEC v Blinder, Robinson & Co 542 FSupp 468 United States circa 1980 Westlaw flag 4
Dann v Noll 434 US 875; 54 L Ed 2d 155; 98 SCt 225 United States Supreme Court United States circa 1980 Westlaw flag 87
See, e g , Carter v Johnson 47 SEC 471 United States circa 1980 flag 2
69 American Bankruptcy Law Journal 1 69 American Bankruptcy Law Journal 1 American Bankruptcy Law Journal United States circa 1980 HeinOnline / Westlaw flag 2
53 Sec 271 53 SEC 271 United States circa 1980 flag 1
& Stephen C Voss 53 SEC 1072 United States circa 1980 flag 1
Reliance on Advice of Counsel as a Defense to Securities Law Violations 37 Business Lawyer 1185 Business Lawyer United States HeinOnline flag 2
7 Secdocket 403 7 SECDOCKET 403 2

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