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Howard v Securities and Exchange Commission   flag  6

376 F3d 1136
United States Court of Appeals, District of Columbia Circuit
United States
30th July, 2004

Cases Referring to this Case

Case Name †  Citation(s) Court Jurisdiction Date Full Text Citation Index
McCurdy v Securities and Exchange Commission 396 F3d 1258 United States Court of Appeals, District of Columbia Circuit United States 8 Feb 2005 WorldLII flag
Monetta Financial Services Inc v Securities and Exchange Commission 390 F3d 952 United States Court of Appeals, Seventh Circuit United States 30 Nov 2004 WorldLII flag 1
Rockies Fund Inc v Securities and Exchange Commission 428 F3d 1088 United States Court of Appeals, District of Columbia Circuit United States 15 Nov 2005 WorldLII flag 1
Securities and Exchange Commission v Washington Investment Network and Robert Radano 475 F3d 392 United States Court of Appeals, District of Columbia Circuit United States 6 Feb 2007 WorldLII flag
United States v A Alston-Graves 435 F3d 331 United States Court of Appeals, District of Columbia Circuit United States 27 Jan 2006 WorldLII flag 8

Law Journal Articles Referring to this Case

Journal Article Title †  Citation(s) Author Jurisdiction Date Full Text Citation Index
Contractual Waiver of Corporate Attorney-Client Privilege (2006) 116 Yale Law Journal 412 Kressel, Mark A United States 1 Jan 2006 WorldLII flag

Cases and Articles Cited

Case Name †  Citation(s) Court Jurisdiction Date Full Text Citation Index
& Stephen C Voss 53 SEC 1072 United States flag 1
Barker v Henderson, Franklin, Starnes & Holt 797 F2d 490 United States Court of Appeals, Seventh Circuit United States 30 Jul 1986 WorldLII flag 45
Bisno v United States 299 F2d 711 United States Court of Appeals, Ninth Circuit United States 21 Nov 1961 WorldLII flag 57
Bloor v Carro, Spanbock, Londin, Rodman & Fass 754 F2d 57 United States Court of Appeals, Second Circuit United States 21 Jan 1985 WorldLII flag 28
Buffalo Forge Co v Ogden Corporation 555 FSupp 892 United States circa 1985 Westlaw flag 3
Camp v Dema 948 F2d 455 United States Court of Appeals, Eighth Circuit United States 1 Nov 1991 WorldLII flag 9
CE Carlson, Inc v SEC 859 F2d 1429 United States Court of Appeals, Tenth Circuit United States 7 Nov 1988 WorldLII flag 18
Central Bank of Denver, NA v First Interstate Bank of Denver, NA 511 US 164; 128 L Ed 2d 119; 114 SCt 1439 United States Supreme Court United States 19 Apr 1994 WorldLII flag 155
Cinerama, Inc v Technicolor, Inc 663 A2d 1134 United States circa 1994 flag 2
Dann v Noll 434 US 875; 54 L Ed 2d 155; 98 SCt 225 United States Supreme Court United States circa 1994 Westlaw flag 87
Dirks v SEC 463 US 646; 77 L Ed 2d 911; 103 SCt 3255 United States Supreme Court United States 1 Jul 1983 WorldLII flag 77
Dirks v Securities and Exchange Commission 681 F2d 824; 220 USApp DC 309 United States Court of Appeals, District of Columbia Circuit United States 18 May 1982 WorldLII flag 12
Ernst & Ernst v Hochfelder 425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375 United States Supreme Court United States 19 May 1976 WorldLII flag 627
Halberstam v Welch 705 F2d 472; 227 USApp DC 167 United States Court of Appeals, District of Columbia Circuit United States 12 Apr 1983 WorldLII flag 36
In re Carlson 46 SEC 1125 United States circa 1994 flag 2
Investors Research Corporation Stowers v Securities and Exchange Commission H Driehaus 628 F2d 168; 202 USApp DC 168; 62 ALRFed 559 United States Court of Appeals, District of Columbia Circuit United States 20 Oct 1980 WorldLII flag 15
Jacob Wonsover, Petitioner v Securities and Exchange Commission, Respondent 205 F3d 408 United States Court of Appeals, District of Columbia Circuit United States 14 Mar 2000 WorldLII flag 8
K-Tel International Inc Securities Litigation v Rg N 300 F3d 881 United States Court of Appeals, Eighth Circuit United States 2 Oct 2002 WorldLII flag 20
Kowal v McI Communications Corporation 16 F3d 1271; 305 USApp DC 60; 62 USLW 2624 United States Court of Appeals, District of Columbia Circuit United States 1 Mar 1994 WorldLII flag 46
Kpmg Llp v Securities and Exchange Commission 289 F3d 109 United States Court of Appeals, District of Columbia Circuit United States 16 Jul 2002 WorldLII flag 5
Levine v Securities and Exchange Commission 436 F2d 88 United States Court of Appeals, Second Circuit United States 14 Dec 1970 WorldLII flag 3
Marrie v Securities and Exchange Commission 374 F3d 1196 United States Court of Appeals, District of Columbia Circuit United States 16 Jul 2004 WorldLII flag 3
Nathenson v Zonagen Inc 267 F3d 400; 53 Idaho 54 United States Court of Appeals, Fifth Circuit United States 15 Oct 2001 WorldLII flag 67
Ottmann v Hanger Orthopedic Group Incorporated 353 F3d 338 United States Court of Appeals, Fourth Circuit United States 22 Dec 2003 WorldLII flag 7
Platsis v EF Hutton & Co , Inc 946 F2d 38 United States circa 2000 Westlaw flag 4
Reliance on Advice of Counsel as a Defense to Securities Law Violations 37 Business Lawyer 1185 Business Lawyer United States HeinOnline flag 2
SEC v Blinder, Robinson & Co 542 FSupp 468 United States Westlaw flag 4
SEC v Chenery Corporation 332 US 194; 91 L Ed 2d 1995; 91 L Ed 1995; 67 SCt 1575 United States Supreme Court United States 23 Jun 1947 WorldLII flag 897
SEC v Spectrum, Ltd 489 F2d 535 United States Court of Appeals, Second Circuit United States 4 Dec 1973 WorldLII flag 20
SEC v Steadman 967 F2d 636; 296 USApp DC 269 United States Court of Appeals, District of Columbia Circuit United States 26 Jun 1992 WorldLII flag 17
Securities and Exchange Commission v A Bilzerian 29 F3d 689; 308 USApp DC 43; 63 USLW 2080 United States Court of Appeals, District of Columbia Circuit United States 22 Jul 1994 WorldLII flag 22
Securities and Exchange Commission v Falstaff Brewing Corporation 629 F2d 62; 203 USApp DC 28 United States Court of Appeals, District of Columbia Circuit United States 29 May 1980 WorldLII flag 7
Securities and Exchange Commission v Savoy Industries Inc S Zimmerman 665 F2d 1310; 215 USApp DC 7 United States Court of Appeals, District of Columbia Circuit United States 28 Sep 1981 WorldLII flag 10
See, e g , Carter v Johnson 47 SEC 471 United States circa 1981 flag 2
Sharon M Graham and Stephen C Voss, Petitioners v Securities and Exchange Commission, Respondent 222 F3d 994 United States Court of Appeals, District of Columbia Circuit United States 18 Aug 2000 WorldLII flag 7
Sundstrand Corporation v Sun Chemical Corporation 553 F2d 1033 United States Court of Appeals, Seventh Circuit United States 18 Apr 1977 WorldLII flag 85
Svalberg v Securities and Exchange Commission C Lippitt 876 F2d 181; 277 USApp DC 422 United States Court of Appeals, District of Columbia Circuit United States 26 May 1989 WorldLII flag 7
United States Securities and Exchange Commission v H Fehn 97 F3d 1276; 65 USLW 2251 United States Court of Appeals, Ninth Circuit United States 9 Oct 1996 WorldLII flag 12
Woods v Barnett Bank of Fort Lauderdale 765 F2d 1004 United States Court of Appeals, Eleventh Circuit United States 15 Jul 1985 WorldLII flag 27
7 Secdocket 403 7 SECDOCKET 403 circa 2000 2
53 Sec 271 53 SEC 271 United States circa 2000 flag 1
69 American Bankruptcy Law Journal 1 69 American Bankruptcy Law Journal 1 American Bankruptcy Law Journal United States circa 2000 HeinOnline / Westlaw flag 2

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