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"The Lawyer as Gatekeeper: Is There a Need for a Whistleblowing Securities Lawyer? Recent Developments in the US and Australia"    

Legislation Cited

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date	Full Text †		Citation Index
Heydon v NRMA Ltd	[2000] NSWCA 374; 19 ACLC 1; 36 ACSR 462; [2001] Aust Torts Reports 81-588; (2000) 51 NSWLR 1	Supreme Court of New South Wales - Court of Appeal	Australia - New South Wales	21 Dec 2000	AustLII		104
NRMA Ltd v Morgan	[1999] NSWSC 407; (1999) 31 ACSR 435; [1999] Aust Torts Reports 81-505; (1999) 17 ACLC 1029	Supreme Court of New South Wales	Australia - New South Wales	13 May 1999	AustLII		29
"Commercial Law and Morality"	(1989-1990) 17 Melbourne University Law Review 100	Melbourne University Law Review	Australia	circa 1989	AustLII		9
Skeptical Juries, New Laws and In-House Lawyers' Working to Tighten Compliance	(2003) 89 ABA Journal 50	ABA Journal	United States	circa 2003	HeinOnline		1
"Enron and the Corporate Lawyer: A Primer on Legal and Ethical Issues"	(2002) 58 Business Lawyer 143	Business Lawyer	United States	circa 2002	HeinOnline		3
"It's About the Gatekeepers, Stupid,"	(2002) 57 Business Lawyer 1403	Business Lawyer	United States	circa 2002	HeinOnline		9
(2003) 43 Washburn Law Journal 1	(2003) 43 Washburn Law Journal 1	Washburn Law Journal	United States	circa 2003	HeinOnline / LexisNexis		1
(2003) 77 California Law Review 53	(2003) 77 California Law Review 53	California Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
(2003) 77 Southern California Law Review 53	(2003) 77 Southern California Law Review 53	Southern California Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
(2003) 77 Southern California Law Review 54	(2003) 77 Southern California Law Review 54	Southern California Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
"Revoking Our Privileges: Federal Law Enforcement'S Multi-Front Assault On The Attorney-Client Privilege (And Why It Is Misguided)"	(2003) 48 Villanova Law Review 469	Villanova Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
Thomas Ross, Lawyers and Fraud: A Better Question	(2003) 43 Washburn Law Journal 45	Washburn Law Journal	United States	circa 2003	HeinOnline / LexisNexis		1
"Counselor, Gatekeeper, Shareholder, Thief: Why Attorneys Who Invest in Their Clients in a Post-Enron World Are "Selling Out," Not "Buying In""	(2003) 64 Ohio State Law Journal 897	Ohio State Law Journal	United States	circa 2003	HeinOnline / LexisNexis		1
"The Legal Profession At The Crossroads: Who Will Write The Future Rules Governing The Conduct Of Lawyers Representing Public Corporations?"	(2003) 34 St Marys Law Journal 873	St. Mary's Law Journal	United States	circa 2003	HeinOnline / LexisNexis		1
"The Laws of Securities Lawyering After Sarbanes-Oxley"	(2003) 53 Duke Law Journal 257	Duke Law Journal	United States	circa 2003	HeinOnline / LexisNexis		1
"Legal Ethics -- Sword or Straightjacket?"	(2003) 49 Loyola Law Review 251	Loyola Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
"Keeping the Wheels on the Wagon: Observations on Issues of Legal Ethics for Lawyers Representing Business Organizations"	[2003] 3 Wyoming Law Review 513	Wyoming Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
"Is There A Role For Lawyers In Preventing Future Enrons?"	(2003) 48 Villanova Law Review 1097	Villanova Law Review	United States	circa 2003	HeinOnline / LexisNexis		6
"The Attorney As Gatekeeper: An Agenda For The Sec"	(2003) 103 Columbia Law Review 1293	Columbia Law Review	United States	circa 2003	HeinOnline / LexisNexis		3
"Symposium: Client Counseling And Moral Responsibility"	(2003) 30 Pepperdine Law Review 591	Pepperdine Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
"A New Role For Lawyers?: The Corporate Counselor After Enron"	(2003) 35 Connecticut Law Review 1185	Connecticut Law Review	United States	circa 2003	HeinOnline / LexisNexis		4
"Afterward And Comment: Towards An Ethical Duty To Market Investors"	(2003) 35 Connecticut Law Review 1223	Connecticut Law Review	United States	circa 2003	HeinOnline / LexisNexis		1
"Corporate Fraud: See, Lawyers"	(2003) 26 Harvard Journal of Law & Public Policy 195	Harvard Journal of Law & Public Policy	United States	circa 2003	HeinOnline / LexisNexis		2
"When The Hurlyburly'S Done: The Bar'S Struggle With The Sec"	(2003) 103 Columbia Law Review 1236	Columbia Law Review	United States	circa 2003	HeinOnline / LexisNexis		2
"Whistleblowing, Mncs, and Peace"	(2003) 35 Vanderbilt Journal of Transnational Law 457	Vanderbilt Journal of Transnational Law	United States	circa 2003	HeinOnline / LexisNexis		1
"To Tell or Not to Tell: Legal Ethics and Disclosure After Enron"	[2002] Columbia Business Law Review 867	Columbia Business Law Review	United States	circa 2002	HeinOnline / LexisNexis		1
"A Hobson'S Choice For Securities Lawyers In The Post-Enron Environment: Striking A Balance Between The Obligation Of Client Loyalty And Market Gatekeeper"	(2002) 16 Georgetown Journal of Legal Ethics 91	Georgetown Journal of Legal Ethics	United States	circa 2002	HeinOnline / LexisNexis		2
"Lawyer Role, Agency Law, and the Characterization "Officer of the Court""	(2000) 48 Buffalo Law Review 349	Buffalo Law Review	United States	circa 2000	HeinOnline / LexisNexis		2
Richard W Painter & Jennifer E Duggan, Lawyer Disclosure of Corporate Fraud: Establishing a Firm Foundation	(1996) 50 SMU Law Review 225	SMU Law Review	United States	circa 1996	HeinOnline / LexisNexis		1
(1995) 63 George Washington Law Review 955	(1995) 63 George Washington Law Review 955	George Washington Law Review	United States	circa 1995	HeinOnline / LexisNexis		1
"Where Were the Lawyers - a Behavioral Inquiry into Lawyers' Responsibility for Clients' Fraud"	(1993) 46 Vanderbilt Law Review 75	Vanderbilt Law Review	United States	circa 1993	HeinOnline / LexisNexis		2
"Law between the Bar and the State, The"	(1992) 70 North Carolina Law Review 1389	North Carolina Law Review	United States	circa 1992	HeinOnline / LexisNexis		1
"Corporate Law Practice as a Public Calling"	(1990) 49 Maryland Law Review 255	Maryland Law Review	United States	circa 1990	HeinOnline / LexisNexis		2
"Too High A Price for Truth: The Exception To The Attorney-Client Privilege For Contemplating Crimes And Frauds"	(1986) 64 North Carolina Law Review 443	North Carolina Law Review	United States	circa 1986	HeinOnline / LexisNexis		3
"Turn Up The Volume: The Need For "Noisy Withdrawal" In A Post Enron Society"	92 Kentucky Law Journal 279	Kentucky Law Journal	United States	circa 2002	HeinOnline / LexisNexis		1
"The Enron Decision: Closing The Fraud-Free Zone On Errant Gatekeepers?"	(2003) 28 Delaware Journal of Corporate Law 447	Delaware Journal of Corporate Law	United States	circa 2003	HeinOnline / Westlaw		2
Anne Trimmer, Whistleblowing: What It Is and What It Might Mean for Incorporated Legal Practices	[2004] Law Society Journal 66	Law Society Journal	Australia	circa 2004	Informit		1
Christine Parker and Paul Redmond, Teaching Good Corporate Lawyering	[1999] Flinders Journal of Law Reform 97	Flinders Journal of Law Reform	Australia	circa 1999	Informit		1
James D Cox, United States Securities Laws Enter New Terrain: Corporate Governance And Attorney Responsibilities After Sarbanes-Oxley	(2003) 77 Australian Law Journal 293	Australian Law Journal	Australia	circa 2003	Legal Online		1
[1999] Australian Business Law Review 178	[1999] Australian Business Law Review 178	Australian Business Law Review	Australia	circa 1999	Legal Online		1
"Corporate Governance in Australia: Converging with International Developments"	(2003) 15 Australian Journal of Corporate Law 189	Australian Journal of Corporate Law	Australia	circa 2003	LexisNexis AU		2
"No-shop, No-talk and Break-up Fee Agreements in Merger and Takeover Transactions: The Case for a Fresh Regulatory Approach"	(2002) 14 Australian Journal of Corporate Law 1	Australian Journal of Corporate Law	Australia	circa 2002	LexisNexis AU		2
"Do Directors, Regulators, and Auditors Speak, Hear, and See No Evil? Evidence from the Enron, HIH, and OneTel Collapses"	(2002) 15 Australian Journal of Corporate Law 66	Australian Journal of Corporate Law	Australia	circa 2002	LexisNexis AU		1
"Reforming Australia's Takeover Defence Laws: What Role for Target Directors"	(1997) 8 Australian Journal of Corporate Law 1	Australian Journal of Corporate Law	Australia	circa 1997	LexisNexis AU		3
(2003) 24 Co Lawyer 37	(2003) 24 Company Lawyer 37	Company Lawyer	United Kingdom	circa 2003	Westlaw		1
"Enron: A Brief Behavioral Autopsy"	(2003) 40 American Business Law Journal 417	American Business Law Journal	United States	circa 2003	Westlaw		3
Henry H Rossbacher, Whistleblowing and the American Experience: Has Anything Changed?	(2003) 24 Company Lawyer 152	Company Lawyer	United Kingdom	circa 2003	Westlaw		1
"Reporting suspicions of money laundering and ‘whistleblowing’: the legal and other implications for intermediaries and their advisers"	(2002) 10 Journal of Financial Crime 23	Journal of Financial Crime	United Kingdom	circa 2002	Westlaw		1
"Gatekeepers: The Anatomy of a Third-Party Enforcement Strategy"	(1986) 2 Journal of Law Economics and Organization 53	Journal of Law, Economics and Organization	United States	circa 1986	Westlaw		9
Central Bank of Denver, NA v First Interstate Bank of Denver, NA	511 US 164; 128 L Ed 2d 119; 114 SCt 1439	United States Supreme Court	United States	19 Apr 1994	WorldLII		155
[1998] Law Institute Journal 27	[1998] Law Institute Journal 27	Law Institute Journal	Australia - Victoria	circa 1998			1
"The Duty To Monitor: Emerging Obligations Of Outside Lawyers And Auditors To Detect And Report Corporate Wrongdoing Beyond The Federal Securities Laws"	(2003) 77 St Johns Law Review 919	St John's Law Review	United States - New York	circa 2003			1
[1990] Queensland Law Society Journal 283	[1990] Queensland Law Society Journal 283	Queensland Law Society Journal	Australia - Queensland	circa 1990			1
(2004) 78 Law Institute Journal 46	(2004) 78 Law Institute Journal 46	Law Institute Journal	Australia - Victoria	circa 2004			1