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Masu Financial Management Pty Ltd and Australian Securities and Investments Commission 5

Administrative Appeals Tribunal

Australia

31st January, 2017

Cases Referring to this Case

Case Name	Citation(s)	Court †	Jurisdiction	Date	Full Text		Citation Index
Sweeney and Australian Securities & Investments Commission	[2024] AATA 872	Administrative Appeals Tribunal	Australia	26 Apr 2024	AustLII
Townshend and Australian Securities and Investments Commission	[2023] AATA 3810	Administrative Appeals Tribunal	Australia	23 Nov 2023	AustLII		1
Olive Financial Markets Pty Ltd and Australian Securities and Investments Commission	[2022] AATA 5229	Administrative Appeals Tribunal	Australia	21 Dec 2022	AustLII		3
Superannuation Warehouse Australia Pty Ltd and Australian Securities and Investments Commission	[2019] AATA 88	Administrative Appeals Tribunal	Australia	31 Jan 2019	AustLII		4

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s)	Author †	Jurisdiction	Date	Full Text		Citation Index
"Regulating the Financial Advice Profession: An Examination of Recent Developments in Australia, New Zealand and The United Kingdom and Recommendations for Further Reform"	(2017) 36 University of Queensland Law Journal 177	Bowley, Robin	Australia	circa 2017	AustLII		1

Legislation Cited

Legislation Name	Provision
Administrative Appeals Tribunal Act (Cth)	s43AA
Australian Securities and Investments Commission Act 2001 (Cth)	s1, s33
Corporations Act 2001 (Cth)	s760A, s912A, s915C

Cases and Articles Cited

Case Name	Citation(s)	Court †	Jurisdiction	Date	Full Text		Citation Index
Sovereign Capital Ltd and Australian Securities and Investments Commission	[2008] AATA 901; (2009) 109 ALD 398	Administrative Appeals Tribunal	Australia	8 Oct 2008	AustLII		12
"Regulating the Financial Advice Profession: An Examination of Recent Developments in Australia, New Zealand and The United Kingdom and Recommendations for Further Reform"	(2017) 36 University of Queensland Law Journal 177	Bowley, Robin	Australia	circa 2017	AustLII		1
Story v National Companies and Securities Commission	(1988) 6 ACLC 560; 13 ACLR 225; (1988) 13 NSWLR 661		Australia - New South Wales	circa 1988	IntelliConnect		68
Nordenfelt v Maxim Nordenfelt Guns and Ammunition Co Ltd	[1894] UKLawRpAC 52; [1894] AC 535; 544 Kay 663		United Kingdom	31 Jul 1894	CommonLII		382

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