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Australian Securities and Investments Commission v Wealth & Risk Management Pty Ltd 8

Federal Court of Australia

Australia - Commonwealth

8th May, 2017

Cases Referring to this Case

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Sherwal and Australian Securities and Investments Commission	[2022] AATA 4192	Administrative Appeals Tribunal	Australia	7 Dec 2022	AustLII
Wynd and Australian Securities and Investments Commission	[2020] AATA 3387	Administrative Appeals Tribunal	Australia	4 Sep 2020	AustLII
Australian Securities and Investments Commission v M101 Nominees Pty Ltd	[2020] FCA 1166; (2020) 147 ACSR 537	Federal Court of Australia	Australia - Commonwealth	13 Aug 2020	AustLII		7
Australian Securities and Investments Commission v Mayfair Wealth Partners Pty Ltd	[2020] FCA 494	Federal Court of Australia	Australia - Commonwealth	16 Apr 2020	AustLII		5
Australian Securities and Investments Commission v Linchpin Capital Group Ltd	[2018] FCA 1104	Federal Court of Australia	Australia - Commonwealth	7 Aug 2018	AustLII		11
Australian Securities and Investments Commission v Wealth & Risk Management Pty Ltd (No 2)	[2018] FCA 59; (2018) 124 ACSR 351	Federal Court of Australia	Australia - Commonwealth	5 Feb 2018	AustLII		16
Australian Securities and Investments Commission v Financial Circle Pty Ltd	[2018] FCA 2; (2018) 353 ALR 137	Federal Court of Australia	Australia - Commonwealth	10 Jan 2018	AustLII		8

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s)	Author	Jurisdiction	Date †	Full Text		Citation Index
"In Whose Best Interests? Regulating Financial Advisers, the Royal Commission and the Dilemma of Reform"	(2020) 42 Sydney Law Review 37	Liu, Han Wei; Le, Toan; He, Weiping; Duffy, Michael	Australia	circa 2020	AustLII		1

Legislation Cited

Legislation Name	Provision
Australian Securities and Investments Commission Act 2001 (Cth)	s12CB, s12DA, s19
Corporations Act 2001 (Cth)	s761A, s911A, s911B, s912A, s912C, s961B, s961G, s961L, s1041E, s1041H, s1101B, s1324
Federal Court Rules 2011 (Cth)	s39.32

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Gore v Australian Securities and Investments Commission	[2017] FCAFC 13; (2017) 249 FCR 167; (2017) 341 ALR 189	Federal Court of Australia	Australia - Commonwealth	13 Feb 2017	AustLII		44
Australian Securities and Investments Commission v Mauer-Swisse Securities Ltd	[2002] NSWSC 741; (2002) 42 ACSR 605; 20 ACLC 1637	Supreme Court of New South Wales	Australia - New South Wales	9 Aug 2002	AustLII		54
Corporate Affairs Commission (NSW) v Lombard Nash International Pty Ltd	(1986) 11 ACLR 566; (1987) 5 ACLC 269		Australia	circa 1987	LexisNexis AU		20

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