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Re Saxby Bridge Financial Planning Pty Ltd and Australian Securities & Investments Commission   flag  1

[2003] AATA 480; 46 ACSR 286
Administrative Appeals Tribunal
Australia
28th May, 2003

Law Journal Articles Referring to this Case

Journal Article Title Citation(s) Author Jurisdiction Date Full Text Citation Index † 
"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem" (2009) 33 Melbourne University Law Review 802 Vicky Comino Australia circa 2009 AustLII flag 8

Legislation Cited

Legislation Name Provision
Administrative Appeals Tribunal Act 1975 (Cth) s37, s43AA
Australian Securities and Investments Commission Act 2001 (Cth) s57, s93AA
Corporations Act 2001 (Cth)
Regulations (Cth) s786, s826, s827, s829, s830, s849, s851

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date Full Text Citation Index † 
Story v National Companies and Securities Commission (1988) 6 ACLC 560; 13 ACLR 225; (1988) 13 NSWLR 661 Australia - New South Wales circa 1988 IntelliConnect flag 68
Australian Securities Commission v Kippe [1996] FCA 517; (1996) 67 FCR 499; 137 ALR 423; (1996) 20 ACSR 679; (1996) 14 ACLC 1226 Federal Court of Australia Australia - Commonwealth 28 Jun 1996 AustLII flag 64
Bank of Western Australia Ltd v Ocean Trawlers Pty Ltd (1995) 13 WAR 407; (1995) 16 ACSR 501 Australia - Western Australia circa 1995 LexisNexis AU flag 36
Donald v Australian Securities and Investments Commission [2001] AATA 622; (2001) 64 ALD 717; (2001) 38 ACSR 661 Administrative Appeals Tribunal Australia 2 Jul 2001 AustLII flag 20
Donald v Australian Securities and Investments Commission [2000] FCA 1142; (2000) 104 FCR 126; 35 ACSR 383; 18 ACLC 794 Federal Court of Australia Australia - Commonwealth 10 Oct 2000 AustLII flag 12
Spotts v Baltimore & Ohio Railroad Co 102 F2d 160 United States circa 1988 Westlaw flag 12
Kippe v Australian Securities Commission [1997] AATA 580; (1997) 16 ACLC 190 Administrative Appeals Tribunal Australia 19 Dec 1997 AustLII flag 10
Australian Securities & Investments Commission v Donald [2002] FCA 1174; 69 ALD 187; 36 AAR 12; 20 ACLC 1; (2003) 136 FCR 7 Federal Court of Australia Australia - Commonwealth 20 Sep 2002 AustLII flag 9
"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem" (2009) 33 Melbourne University Law Review 802 Vicky Comino Australia circa 2009 AustLII flag 8
Nisic v Corporate Affairs Commission 8 ACLC 514 Australia circa 2009 IntelliConnect flag 8
Re Campbell and ASIC (2001) 37 ACSR 238 Australia circa 2001 LexisNexis AU flag 4
Foster v ASIC [1999] AATA 928; (1999) 57 ALD 779 Administrative Appeals Tribunal Australia 10 Dec 1999 AustLII flag 2
Farley and Australian Securities Commission (1998) 16 ACLR 1502 Australia circa 1998 LexisNexis AU flag 1
235 PS 122109 235 PS 122109 circa 2009 1
149 PS 122128 149 PS 122128 circa 2009 1
89 PS 122110 89 PS 122110 1
87 PS 122104 87 PS 122104 1
86 PS 122101 86 PS 122101 1

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