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Re Saxby Bridge Financial Planning Pty Ltd and Australian Securities & Investments Commission 1

[2003] AATA 480; 46 ACSR 286

Administrative Appeals Tribunal

Australia

28th May, 2003

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s)	Author †	Jurisdiction	Date	Full Text		Citation Index
"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem"	(2009) 33 Melbourne University Law Review 802	Vicky Comino	Australia	circa 2009	AustLII		8

Legislation Cited

Legislation Name	Provision
Administrative Appeals Tribunal Act 1975 (Cth)	s37, s43AA
Australian Securities and Investments Commission Act 2001 (Cth)	s57, s93AA
Corporations Act 2001 (Cth)
Regulations (Cth)	s786, s826, s827, s829, s830, s849, s851

Cases and Articles Cited

Case Name	Citation(s)	Court †	Jurisdiction	Date	Full Text		Citation Index
Foster v ASIC	[1999] AATA 928; (1999) 57 ALD 779	Administrative Appeals Tribunal	Australia	10 Dec 1999	AustLII		2
Kippe v Australian Securities Commission	[1997] AATA 580; (1997) 16 ACLC 190	Administrative Appeals Tribunal	Australia	19 Dec 1997	AustLII		10
Australian Securities & Investments Commission v Donald	[2002] FCA 1174; 69 ALD 187; 36 AAR 12; 20 ACLC 1; (2003) 136 FCR 7	Federal Court of Australia	Australia - Commonwealth	20 Sep 2002	AustLII		9
Donald v Australian Securities and Investments Commission	[2000] FCA 1142; (2000) 104 FCR 126; 35 ACSR 383; 18 ACLC 794	Federal Court of Australia	Australia - Commonwealth	10 Oct 2000	AustLII		12
Australian Securities Commission v Kippe	[1996] FCA 517; (1996) 67 FCR 499; 137 ALR 423; (1996) 20 ACSR 679; (1996) 14 ACLC 1226	Federal Court of Australia	Australia - Commonwealth	28 Jun 1996	AustLII		64
"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem"	(2009) 33 Melbourne University Law Review 802	Vicky Comino	Australia	circa 2009	AustLII		8
149 PS 122128	149 PS 122128			circa 2009			1
89 PS 122110	89 PS 122110						1
Nisic v Corporate Affairs Commission	8 ACLC 514		Australia	circa 2009	IntelliConnect		8
87 PS 122104	87 PS 122104			circa 2009			1
Re Campbell and ASIC	(2001) 37 ACSR 238		Australia	circa 2001	LexisNexis AU		4
Farley and Australian Securities Commission	(1998) 16 ACLR 1502		Australia	circa 1998	LexisNexis AU		1
Re Drake and Minister for Immigration and Ethnic Affairs (No 2)	11 FLR 203; (1979) 2 ALD 634		Australia	circa 1979	Legal Online / Westlaw		7886
Bank of Western Australia Ltd v Ocean Trawlers Pty Ltd	(1995) 13 WAR 407; (1995) 16 ACSR 501		Australia - Western Australia	circa 1995	LexisNexis AU		36
Story v National Companies and Securities Commission	(1988) 6 ACLC 560; 13 ACLR 225; (1988) 13 NSWLR 661		Australia - New South Wales	circa 1988	IntelliConnect		68
Spotts v Baltimore & Ohio Railroad Co	102 F2d 160		United States	circa 2009	Westlaw		12
235 PS 122109	235 PS 122109			circa 2009			1
86 PS 122101	86 PS 122101						1

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